We have a fantastic opportunity for a Compliance Officer to join a leading private equity investor.
Key duties will include:
- Reporting and notifying matters within the prescribed timeframes according to legal and regulatory obligations
- Ensure all regulations and codes of practice are correctly incorporated into the company’s policies and procedures.
- Maintenance of the operational procedures manual, ensuring procedures are reviewed and updated periodically.
- Reviewing and the maintenance of the compliance manual and associated procedures to ensure compliance with the developing regulatory framework.
- Preparation of papers, attendance and minuting the proceedings of the NCL Risk and Compliance Committee meetings.
More information about this role is available upon request – contact the team today for further details