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Independence, Ethics & Business Conduct Manager/Quality & Control Framework Lead

Guernsey

Full Time
Permanent
Agency Listing
Finance

Join a leading professional services firm in a key leadership role responsible for maintaining and enhancing the organisation's independence, ethics, and business conduct frameworks. This position plays a critical role in risk management and regulatory compliance, with a strong focus on monitoring, reporting, and policy governance. The role will suit a qualified professional with experience in audit, ethics, compliance, or risk, and offers the chance to contribute directly to high-level decision-making and firm-wide initiatives.

Location

Guernsey,

Channel Islands

Duties for this role include, but are not limited to:

  • Leading the design and delivery of independence, ethics, and business conduct monitoring activities.
  • Developing and maintaining policies, procedures and risk assessments in line with PwC's global standards and regulatory frameworks.
  • Supporting engagement teams to meet independence requirements, ensuring alignment with local and international standards.
  • Coordinating internal compliance reporting and regulatory responses, including to the Board and PwC Network.
  • Overseeing annual and quarterly submissions for audit quality and risk standards (e.g. ISQM1, QC 1000).
  • Managing regulatory, internal audit and network review processes and ensuring timely completion of actions.
  • Driving ethical awareness and "speak up" culture through training and communications.
  • Collaborating across departments and jurisdictions to ensure consistency and best practice in policy implementation.
  • Supporting technology initiatives that enhance data tracking, compliance monitoring and reporting.
  • Line managing and coaching junior team members and supporting team growth.

Skills / Qualifications

The ideal candidate will hold a relevant professional qualification (e.g. ACCA, ICAEW) and have 3-5 years' experience in audit, ethics, compliance or regulatory risk management. A strong working knowledge of IESBA guidelines, audit quality frameworks and firm-wide ethical requirements is essential. Applicants should have excellent analytical, communication and report-writing skills, as well as the ability to work collaboratively and lead with integrity. Experience with policy drafting, compliance reporting and managing internal reviews will be highly advantageous.

For a full job description or further information on this role please call , or email .

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