A great opportunity for a motivated individual to join our client in a regulatory role that supports the oversight of investment firms, fiduciaries, and pension providers. Ideal for a candidate with some industry experience or a strong academic background, this role offers excellent exposure to financial services regulation within a collaborative and supportive environment.
Location
Guernsey,
Channel Islands
Duties for this role include, but are not limited to:
- Assisting in the supervision of firms under the PRISM framework.
- Reviewing financial reports and supporting the analysis of business models and risks.
- Supporting full risk assessments, inspections, and follow-up activities.
- Preparing internal memos and documentation for decision-making and oversight.
- Assisting with licence application reviews and due diligence checks.
- Monitoring sector developments and helping to maintain internal records.
- Liaising with licensees and other stakeholders on regulatory queries.
- Supporting internal team projects and contributing to team-wide initiatives.
Skills / Qualifications
The ideal candidate will have a relevant degree or some prior experience in financial services, compliance or administration. A willingness to study toward a professional qualification such as ICA, STEP or CISI is encouraged. Applicants should demonstrate strong analytical and communication skills, attention to detail, and a proactive, collaborative approach.
For a full job description or further information on this role please call , or email .